Why The SEC Cares About Who Owns What During OTC Transfers
When you read "OTC stock transfer," your mind may automatically go into nap mode. The SEC (a.k.a. the United States Securities and Exchange Commission) is all about knowing who has what and when, even in fly-under-the-radar OTC (over-the-counter) stock transactions. It's not only about the individual shareholders; the OTC companies issuing stock also have guidelines to adhere to.
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