Registered investment advisor USA

Johnden18 Jun, 2022Other

Registered Investment Advisor (RIA) is a person or an organization who gives investment advice to individuals. RIAs have a fiduciary duty towards their clients to give financial advice in the best interest of their clients. RIAs are registered with Securities and Exchange Board of India (SEBI), a market regulator. They have more obligations towards their customers than mutual fund distributors.

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