CASS Audit to Safeguard Client Money and Client Asset Sourcebook

Mmba Accountants27 Sep, 2024Business

Firms which offer certain financial services such as brokerage, wealth management, and insurance are typically subject to these rules, MMBA FCA Accountant team in the UK. Moreover, firms that are part of regulated activities must comply with CASS to certify that all the assets of the clients are properly protected and to shield clients pending payment.